The Directors Education Series: Regulation O Review

This session highlights the requirements of Regulation O and explains key definitions for credit extensions and other restrictions. Additional information is presented concerning the impact of the Dodd-Frank Financial Reform Act as well as the CFPB's expanded oversight and increased scrutiny for insider activity.

Topics Include:

  • Regulation O Overview & Definitions
  • Impact of Dodd-Frank Reform Act
  • Increased Regulatory Scrutiny
  • Regulatory Authority and Enforcement Actions
  • Fraud and Insider Abuse
  • Warning Signs
  • Prohibitions and Restrictions
  • Overdraft and Payment Restrictions
  • Lending Limits
  • Reporting Requirements
  • Recordkeeping Requirements
  • Risks
  • Prevention & Detection

Subscribe to The Directors Education Series and provide your leaders with the guidance and tools needed to navigate the complexities of today's banking environment.

training features:

  • Includes Audio, Video and Powerpoint. 
  • PDF Handouts
  • Discussion Questions
  • 20-25 minutes in length (Perfect to show at your monthly board meeting!)

This program is a breakout session from the Directors Education Series, which is a subscription based Library containing over 45 trainings specifically for your Board of Directors. For more information on the Directors Education Series click on or go to You can email questions to or talk with a representative by calling 1-800-831-0678.

Who Should Attend?

This program is recommended for your Compliance, Operations, Risk Management and Executive staff including every member on your Board of Directors.