Board Conflicts of Interest & Regulation O

This program will cover conflicts of interest, confidentiality, and Regulation O.

Covered Topics

  • Duty of Loyalty
  • Corporate Opportunities
  • Conflict of Interest
  • Confidentiality
  • FDIC Guidance Addressing Removal or Copying of Bank Documents
  • Regulation O
  • Extensions of Credit
  • Restrictions on Executive Officers
  • Board Policies
  • Best Practices

Who Should Attend?

Anyone in the institution having compliance responsibilities - when you think about this, it could be just about anyone in the institution. This may include members of senior management, operations personnel, lending personnel, underwriters, customer service representatives, back-room personnel, and of course compliance officers, auditors, and attorneys, and anyone else in the institution that might benefit from this valuable information.

The biggest value of the series..."Ability to have someone explain in plain English what is going on." Christine G., Bank Fund Staff Federal Credit Union